Kung, Kin Chung
||
Home/Practice Areas/SFC & Market Misconduct
Practice · 01

SFC & Market Misconduct

Securities & Futures Commission · Market Misconduct Tribunal
Areas of Work
  • Market Misconduct Tribunal (MMT) proceedings
  • SFC regulatory enforcement and investigations
  • Securities fraud and insider dealing matters
  • Financial evidence analysis and advisory
  • Criminal cases with SFC dimensions
  • Regulatory compliance advisory
Pupillage & Marshalling
Court Marshall
The Honourable Mr. Justice Michael John Hartmann
Oct 2015 – Apr 2016
Pupil Master
Mr. Peter Duncan S.C.
Feb 2016 – Mar 2016
Enquiries

To discuss a matter in this area, please contact chambers directly.

Overview

SFC & Market Misconduct

Michael has developed particular expertise in Securities and Futures Commission proceedings and Market Misconduct Tribunal cases. His background as a Certified Forensic Accountant provides a significant advantage in understanding and presenting the financial evidence that is central to these complex regulatory matters.

Market misconduct cases frequently involve sophisticated financial transactions, trading patterns, and accounting records. Michael's dual qualification as both a barrister and a CPA enables him to engage with financial evidence at a level of depth that is rarely available in a single advocate — bridging the gap between legal argument and financial analysis.

He has been involved in high-profile Market Misconduct Tribunal proceedings, including matters relating to Evergrande Real Estate Group and Warderly International Holdings, working under the supervision of leading senior counsel. He also provides advisory services on SFC-related criminal matters and regulatory investigations.

Market Misconduct Tribunal
Evergrande Real Estate Group Limited / Andrew Edward Left

Led by Mr. Peter Duncan S.C. (extended pupillage)

Market Misconduct Tribunal
Warderly International Holdings Ltd.

Led by Mr. Peter Duncan S.C.

Various
Advisory — MMT Cases and Criminal Cases

Evidence and legal matters advisory, led by Ms. Juliana Chow